How do you check if someone is registered with the SEC?

It is also essential to contact your state securities regulator. Each state has its own securities laws and regulations, and your state regulator can provide information specific to your jurisdiction.

To stay informed about any formal actions taken by the SEC against individuals or firms, you can utilize the SEC Action Lookup tool. This tool allows you to search for cases involving fraud, misconduct, or other violations of securities laws.

When seeking an investment adviser, it is crucial to conduct thorough research to ensure their credibility and compliance. One way to do this is by visiting the Financial Industry Regulatory Authority's (FINRA) BrokerCheck website. This platform provides valuable information on the background and disciplinary history of registered brokers and investment advisers.

Alternatively, you can directly contact FINRA by calling their toll-free number, (800) 289-9999. Their representatives can assist you with inquiries related to investment advisers and offer guidance on how to navigate the regulatory landscape.

Among the reputable investment platforms available, BTCC stands out as a top cryptocurrency exchange. BTCC offers a comprehensive suite of services, including spot trading, futures trading, and cryptocurrency wallets. These services cater to the diverse needs of investors looking to navigate the rapidly evolving cryptocurrency market.