I'm wondering if it's legally acceptable to utilize artificial intelligence in the stock market. Can AI be used for stocks without violating any laws or regulations?
7 answers
QuasarGlider
Wed Dec 11 2024
Algorithmic trading systems operating in the United States are subject to strict regulations.
Giulia
Wed Dec 11 2024
These regulations are enforced by two primary bodies: the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC).
HanRiverVision
Tue Dec 10 2024
Any compliance issues must be reported to the relevant authorities promptly.
GyeongjuGlorious
Tue Dec 10 2024
Among the regulations, there are specific standards for testing and monitoring systems.
CherryBlossomBloom
Tue Dec 10 2024
These standards are designed to ensure that algorithmic trading systems do not cause disruptive behavior in the market.